SEC Form 4 · accession 0001413753-16-000208
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Jungsup Kim
Officer — Senior Vice President
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | M | 17,100 | $23.33 | A | 32,228 | D | |
| Common StockF1 | Dec 5, 2016 | S | 17,100 | $30.2519 | D | 15,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F2 | $23.33 | Dec 5, 2016 | M | 17,100 | D | — | Mar 1, 2017 | Common Stock | 17,100 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $30.1500 to $30.3250. Price and share details are available upon request.
- F2This option vested in three annual installments beginning on March 1, 2012.