SEC Form 4 · accession 0001413753-16-000200
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mohan Maheswaran
Officer — President and CEO · Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | M | 43,200 | $23.33 | A | 228,067 | D | |
| Common StockF1 | Dec 5, 2016 | S | 43,200 | $30.3805 | D | 184,867 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $23.33 | Dec 5, 2016 | M | 43,200 | D | — | Mar 1, 2017 | Common Stock | 43,200 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $30.1250 to $30.8500. Price and share details are available upon request.
- F2This option vested in three annual installments beginning on March 1, 2012.