SEC Form 4 · accession 0001413753-16-000194
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rockell N Hankin
Director
Period of report
Oct 6, 2016
Accepted (ET)
Oct 11, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2016 | M | 3,750 | $22.91 | A | 166,735 | D | |
| Common StockF1 | Oct 6, 2016 | S | 6,795 | $27.732 | D | 159,940 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $22.91 | Oct 6, 2016 | M | 3,750 | D | — | Jan 1, 2017 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $27.7310 to $27.7328. Price and share details are available upon request.
- F2This award vests in four annual installments beginning on January 1, 2012.