SEC Form 4 · accession 0001413753-16-000190
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Pegulu
Officer — Vice President
Period of report
Aug 12, 2016
Accepted (ET)
Aug 15, 2016 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | M | 1,875 | $0.00 | A | 7,043 | D | |
| Common Stock | Aug 12, 2016 | F | 705 | $25.28 | D | 6,338 | D | |
| Common Stock | Aug 13, 2016 | M | 2,125 | $0.00 | A | 8,463 | D | |
| Common Stock | Aug 13, 2016 | F | 799 | $25.48 | D | 7,664 | D | |
| Common Stock | Aug 14, 2016 | M | 750 | $0.00 | A | 8,414 | D | |
| Common Stock | Aug 14, 2016 | F | 282 | $25.48 | D | 8,132 | D | |
| Common Stock | Aug 15, 2016 | M | 900 | $0.00 | A | 9,032 | D | |
| Common Stock | Aug 15, 2016 | F | 339 | $25.48 | D | 8,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Aug 12, 2016 | M | 1,875 | D | — | — | Common Stock | 1,875 | 5,625 | D |
| Restricted Stock UnitF1,F3 | — | Aug 13, 2016 | M | 2,125 | D | — | — | Common Stock | 2,125 | 4,250 | D |
| Restricted Stock UnitF1,F4 | — | Aug 14, 2016 | M | 750 | D | — | — | Common Stock | 750 | 750 | D |
| Restricted Stock UnitF1,F5 | — | Aug 15, 2016 | M | 900 | D | — | — | Common Stock | 900 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F2This grant vests in four annual installments begfinning on August 12, 2016
- F3This grant vests in four annual installments beginning on August 13, 2015.
- F4This grant vests in four annual installments beginning on August 14, 2014.
- F5This grant vests in four annual installments beginning on August 15, 2013.