SEC Form 4 · accession 0001413753-16-000189
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Costello
Officer — Vice President
Period of report
Aug 13, 2016
Accepted (ET)
Aug 15, 2016 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2016 | M | 1,625 | $0.00 | A | 1,625 | D | |
| Common Stock | Aug 13, 2016 | F | 611 | $25.48 | D | 1,014 | D | |
| Common Stock | Aug 14, 2016 | M | 1,250 | $0.00 | A | 2,264 | D | |
| Common Stock | Aug 14, 2016 | F | 470 | $25.48 | D | 1,794 | D | |
| Common Stock | Aug 15, 2016 | M | 2,000 | $0.00 | A | 3,794 | D | |
| Common Stock | Aug 15, 2016 | F | 752 | $25.48 | D | 3,042 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Aug 13, 2016 | M | 1,625 | D | — | — | Common Stock | 1,625 | 3,250 | D |
| Restricted Stock UnitF1,F3 | — | Aug 14, 2016 | M | 1,250 | D | — | — | Common Stock | 1,250 | 1,250 | D |
| Restricted Stock UnitF1,F4 | — | Aug 15, 2016 | M | 2,000 | D | — | — | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F2This grant vests in four annual installments beginning on August 13, 2015.
- F3This grant vests in four annual installments beginning on August 14, 2014.
- F4This grant vests in four annual installments beginning on August 15, 2013.