SEC Form 4 · accession 0001413753-16-000164
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Lindstrom
Director
Period of report
Jun 8, 2016
Accepted (ET)
Jun 10, 2016 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2016 | M | 5,000 | $16.43 | A | 25,000 | D | |
| Common StockF1 | Jun 8, 2016 | S | 5,000 | $24.3928 | D | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.43 | Jun 8, 2016 | M | 5,000 | D | — | Jul 1, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of all sales for this day. The prices ranged from $24.3800 to $24.4300. Price and share details are available upon request.
- F2This option vested in four annual installments beginning on July 1, 2011.