SEC Form 4 · accession 0001413753-16-000162
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rockell N Hankin
Director
Period of report
Jun 7, 2016
Accepted (ET)
Jun 8, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2016 | M | 2,500 | $16.43 | A | 162,440 | D | |
| Common Stock | Jun 7, 2016 | S | 2,500 | $24.04 | D | 159,940 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.43 | Jun 7, 2016 | M | 2,500 | D | — | Jul 1, 2016 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1This award vests in four annual installments beginning on July 1, 2011.