SEC Form 4 · accession 0001413753-16-000157
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Jungsup Kim
Officer — Senior Vice President
Period of report
Mar 1, 2016
Accepted (ET)
Mar 1, 2016 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | M | 4,000 | $16.68 | A | 19,128 | D | |
| Common StockF1 | Mar 1, 2016 | S | 4,000 | $19.6134 | D | 15,128 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F2 | $16.68 | Mar 1, 2016 | M | 4,000 | D | — | Mar 2, 2016 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $19.2500 to $19.8400. Price and share details are available upon request.
- F2This award vests in three annual installments beginning on March 2, 2011.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kim on November 24, 2015.