SEC Form 4 · accession 0001413753-16-000155
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ye Jane Li
Director
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F1 | $18.50 | Feb 25, 2016 | A | 19,349 | A | — | Feb 25, 2022 | Common Stock | 19,349 | 19,349 | D |
| Stock UnitF2,F3 | — | Feb 25, 2016 | A | 1,116 | A | — | — | Common Stock | 1,116 | 1,116 | D |
| Stock UnitF2,F4 | — | Feb 25, 2016 | A | 1,302 | A | — | — | Common Stock | 1,302 | 1,302 | D |
Explanation of responses
- F1This grant vests in four annual installments beginning on February 25, 2017.
- F2Each Stock Unit represents the contingent right to one share of the company's common stock.
- F3The stock units vest on June 15, 2016.
- F4The stock units vest on June15, 2016 and are payable in cash on the last date that the Director renders services to the Company.