SEC Form 4 · accession 0001413753-16-000150
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohan Maheswaran
Officer — President and CEO · Director
Period of report
Feb 26, 2016
Accepted (ET)
Feb 29, 2016 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 5,000 | $0.00 | A | 161,867 | D | |
| Common Stock | Feb 26, 2016 | F | 1,879 | $18.50 | D | 159,988 | D | |
| Common StockF1,F2 | Feb 26, 2016 | S | 1,250 | $18.6908 | D | 158,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Feb 26, 2016 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Maheswaran on April 6, 2015.
- F2This price represents the weighted average of these sales. The prices ranged from $18.5900 to $18.8500. Price and share details are available upon request.
- F3Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F4This grant vests in three annual installments beginning on February 26, 2014.