SEC Form 4 · accession 0001413753-16-000143
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohan Maheswaran
Officer — President and CEO · Director
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2016 | M | 11,000 | $0.00 | A | 157,308 | D | |
| Common Stock | Feb 24, 2016 | F | 4,193 | $17.51 | D | 153,115 | D | |
| Common Stock | Feb 25, 2016 | M | 6,011 | $0.00 | A | 159,126 | D | |
| Common Stock | Feb 25, 2016 | F | 2,259 | $18.14 | D | 156,867 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 24, 2016 | M | 11,000 | D | — | — | Common Stock | 11,000 | 22,000 | D |
| Restricted Stock UnitF1,F3 | — | Feb 25, 2016 | M | 6,011 | D | — | — | Common Stock | 6,011 | 6,011 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F2This grant vests in three annual installments beginning on February 24, 2016.
- F3This grant vests in three annual installments beginning on February 25, 2015.