SEC Form 4 · accession 0001413753-16-000142
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Jungsup Kim
Officer — Senior Vice President
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2016 | M | 5,000 | $0.00 | A | 12,004 | D | |
| Common Stock | Feb 24, 2016 | F | 2,109 | $17.51 | D | 9,895 | D | |
| Common Stock | Feb 25, 2016 | M | 4,000 | $0.00 | A | 13,895 | D | |
| Common Stock | Feb 25, 2016 | F | 1,472 | $18.14 | D | 12,423 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 24, 2016 | M | 5,000 | D | — | — | Common Stock | 5,000 | 10,000 | D |
| Restricted Stock UnitF1,F3 | — | Feb 25, 2016 | M | 4,000 | D | — | — | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F2This grant vests in three annual installments beginning on February 24, 2016.
- F3This grant vests in three annual installments beginning on February 25, 2015.