SEC Form 4 · accession 0001413753-16-000130
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon K Faltemier
Officer — Senior Vice President
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F1 | $17.51 | Feb 23, 2016 | A | 10,000 | A | — | Feb 23, 2022 | Common Stock | 10,000 | 10,000 | D |
| Restricted Stock UnitF2,F1 | — | Feb 23, 2016 | A | 18,000 | A | — | — | Common Stock | 18,000 | 18,000 | D |
| Restricted Stock UnitF2,F3 | — | Feb 23, 2016 | A | 3,700 | A | — | — | Common Stock | 3,700 | 3,700 | D |
Explanation of responses
- F1This grant vests in three annual installments beginning on February 23, 2017.
- F2Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F3This grant vests on the three year anniversary of the award, but is payable only six months after the reporting person's employment terminates.