SEC Form 4 · accession 0001413753-16-000124
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emeka Chukwu
Officer — Executive VP and CFO
Period of report
Jan 29, 2016
Accepted (ET)
Jan 29, 2016 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2016 | M | 2,000 | $16.68 | A | 49,087 | D | |
| Common StockF1 | Jan 29, 2016 | S | 2,000 | $19.6385 | D | 47,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.68 | Jan 29, 2016 | M | 2,000 | D | — | Mar 2, 2016 | Common Stock | 2,000 | 3,000 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $19.2800 to $19.8000. Price and share details are available upon request.
- F2This option vested in three annual installments beginning on March 2, 2011.