SEC Form 4 · accession 0001413753-15-000117
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Burra
Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 17, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2015 | M | 5,000 | $18.26 | A | 10,000 | D | |
| Common Stock | Dec 17, 2015 | M | 5,000 | $17.29 | A | 15,000 | D | |
| Common StockF1 | Dec 17, 2015 | S | 10,000 | $19.5795 | D | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F2 | $18.26 | Dec 17, 2015 | M | 5,000 | D | — | Jan 1, 2016 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right To Buy)F3 | $17.29 | Dec 17, 2015 | M | 5,000 | D | — | Jan 1, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of all sales for this day. The prices ranged from $19.5410 to $19.6040. Price and share details are available upon request.
- F2This option vested in four annual installments beginning on January 1, 2007.
- F3This option vested in four annual installments beginning on January 1, 2011.