SEC Form 4 · accession 0001413753-15-000111
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emeka Chukwu
Officer — Executive VP and CFO
Period of report
Nov 30, 2015
Accepted (ET)
Nov 30, 2015 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2015 | M | 2,000 | $16.68 | A | 49,087 | D | |
| Common StockF1 | Nov 30, 2015 | S | 2,000 | $19.6851 | D | 47,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.68 | Nov 30, 2015 | M | 2,000 | D | — | Mar 2, 2016 | Common Stock | 2,000 | 9,000 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $19.3700 to $19.9200. Price and share details are available upon request.
- F2This option vested in three annual installments beginning on March 2, 2011.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Chukwu on April 1, 2015.