SEC Form 4 · accession 0001413753-15-000094
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Pegulu
Officer — Vice President
Period of report
Aug 12, 2015
Accepted (ET)
Aug 17, 2015 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2015 | M | 2,125 | $0.00 | A | 5,737 | D | |
| Common Stock | Aug 13, 2015 | F | 799 | $17.14 | D | 4,938 | D | |
| Common Stock | Aug 14, 2015 | M | 750 | $0.00 | A | 5,688 | D | |
| Common Stock | Aug 14, 2015 | F | 282 | $17.14 | D | 5,406 | D | |
| Common Stock | Aug 15, 2015 | M | 900 | $0.00 | A | 6,306 | D | |
| Common Stock | Aug 15, 2015 | F | 339 | $17.13 | D | 5,967 | D | |
| Common Stock | Aug 17, 2015 | M | 750 | $0.00 | A | 6,717 | D | |
| Common Stock | Aug 17, 2015 | F | 282 | $17.13 | D | 6,435 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $17.14 | Aug 12, 2015 | A | 7,500 | A | — | Aug 12, 2021 | Common Stock | 7,500 | 7,500 | D |
| Restricted Stock UnitF2,F1 | — | Aug 12, 2015 | A | 7,500 | A | — | — | Common Stock | 7,500 | 7,500 | D |
| Restricted Stock UnitF2,F3 | — | Aug 13, 2015 | M | 2,125 | D | — | — | Common Stock | 2,125 | 6,375 | D |
| Restricted Stock UnitF2,F4 | — | Aug 14, 2015 | M | 750 | D | — | — | Common Stock | 750 | 1,500 | D |
| Restricted Stock UnitF2,F5 | — | Aug 15, 2015 | M | 900 | D | — | — | Common Stock | 900 | 900 | D |
| Restricted Stock UnitF2,F6 | — | Aug 17, 2015 | M | 750 | D | — | — | Common Stock | 750 | 0 | D |
Explanation of responses
- F1This grant vests in four annual installments beginning on August 12, 2016.
- F2Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F3This grant vests in four annual installments beginning on August 13, 2015.
- F4This grant vests in four annual installments beginning on August 14, 2014.
- F5This grant vests in four annual installments beginning on August 15, 2013.
- F6This grant vests in four annual installments beginning on August 17, 2012.