SEC Form 4 · accession 0001413753-15-000093
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Costello
Officer — Vice President
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2015 | M | 1,625 | $0.00 | A | 1,625 | D | |
| Common Stock | Aug 13, 2015 | F | 606 | $17.14 | D | 1,019 | D | |
| Common Stock | Aug 14, 2015 | M | 1,250 | $0.00 | A | 2,269 | D | |
| Common Stock | Aug 14, 2015 | F | 470 | $17.14 | D | 1,799 | D | |
| Common Stock | Aug 15, 2015 | M | 2,000 | $0.00 | A | 3,799 | D | |
| Common Stock | Aug 15, 2015 | F | 752 | $17.13 | D | 3,047 | D | |
| Common Stock | Aug 17, 2015 | M | 2,000 | $0.00 | A | 5,047 | D | |
| Common Stock | Aug 17, 2015 | F | 752 | $17.13 | D | 4,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Aug 13, 2015 | M | 1,625 | D | — | — | Common Stock | 1,625 | 4,875 | D |
| Restricted Stock UnitF1,F3 | — | Aug 14, 2015 | M | 1,250 | D | — | — | Common Stock | 1,250 | 2,500 | D |
| Restricted Stock UnitF1,F4 | — | Aug 15, 2015 | M | 2,000 | D | — | — | Common Stock | 2,000 | 2,000 | D |
| Restricted Stock UnitF1,F5 | — | Aug 17, 2015 | M | 2,000 | D | — | — | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F2This grant vests in four annual installments beginning on August 13, 2015.
- F3This grant vests in four annual installments beginning on August 14, 2014.
- F4This grant vests in four annual installments beginning on August 15, 2013.
- F5This grant vests in four annual installments beginning on August 17, 2012.