SEC Form 4 · accession 0001413753-15-000061
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Burra
Director
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 5,000 | $16.65 | A | 5,000 | D | |
| Common Stock | Mar 19, 2015 | M | 5,000 | $16.18 | A | 10,000 | D | |
| Common StockF1 | Mar 19, 2015 | S | 10,000 | $28.2086 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F2 | $16.65 | Mar 19, 2015 | M | 5,000 | D | — | Jul 1, 2015 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right To Buy)F3 | $16.18 | Mar 19, 2015 | M | 5,000 | D | — | Jul 1, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of all sales for this day. The prices ranged from $28.2000 to $28.2330. Price and share details are available upon request.
- F2This option vested in four annual installments beginning on July 1, 2006.
- F3This option vested in four annual installments beginning on July 1, 2010.