SEC Form 4 · accession 0001413753-15-000053
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce C Edwards
Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2015 | M | 5,000 | $17.29 | A | 12,000 | D | |
| Common Stock | Mar 9, 2015 | S | 5,000 | $27.25 | D | 7,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $17.29 | Mar 9, 2015 | M | 5,000 | D | — | Jan 1, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This option vested in four annual installments beginning on January 1, 2011.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Edwards on July 9, 2014.