SEC Form 4 · accession 0001413753-15-000050
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Asaf Silberstein
Officer — Senior Vice President
Period of report
Feb 28, 2015
Accepted (ET)
Mar 2, 2015 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2015 | M | 3,333 | $0.00 | A | 16,863 | D | |
| Common Stock | Feb 28, 2015 | F | 1,253 | $28.93 | D | 15,610 | D | |
| Common Stock | Mar 1, 2015 | M | 5,000 | $0.00 | A | 20,610 | D | |
| Common Stock | Mar 1, 2015 | F | 1,880 | $28.93 | D | 18,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 28, 2015 | M | 3,333 | D | — | — | Common Stock | 3,333 | 0 | D |
| Restricted Stock UnitF1,F3 | — | Mar 1, 2015 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F2This grant vests in three annual installments beginning on February 28, 2013.
- F3This grant vests in four annual installments beginning on March 1, 2012.