SEC Form 4 · accession 0001413753-15-000049
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey T Pohlman
Officer — Executive Vice President
Period of report
Feb 27, 2015
Accepted (ET)
Mar 2, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2015 | S | 14,859 | $28.9223 | D | 139,679 | D | |
| Common Stock | Feb 28, 2015 | M | 3,333 | $0.00 | A | 143,012 | D | |
| Common Stock | Feb 28, 2015 | F | 1,253 | $28.93 | D | 141,759 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Feb 28, 2015 | M | 3,333 | D | — | — | Common Stock | 3,333 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $28.4700 to $29.1400. Price and share details are available upon request.
- F2Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F3This grant vests in three annual installments beginning on February 28, 2013.
Remarks
The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Pohlman on July 7, 2014.