SEC Form 4 · accession 0001413753-15-000039
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Jungsup Kim
Officer — Senior Vice President
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | M | 4,333 | $0.00 | A | 17,419 | D | |
| Common Stock | Feb 26, 2015 | F | 1,620 | $28.27 | D | 15,799 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 26, 2015 | M | 4,333 | D | — | — | Common Stock | 4,333 | 4,334 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F2This grant vests in three annual installments beginning on February 26, 2014.