SEC Form 4 · accession 0001413753-15-000018
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey T Pohlman
Officer — Executive Vice President
Period of report
Feb 2, 2015
Accepted (ET)
Feb 3, 2015 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 4,000 | $11.23 | A | 152,292 | D | |
| Common StockF1 | Feb 2, 2015 | S | 4,000 | $25.1618 | D | 148,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $11.23 | Feb 2, 2015 | M | 4,000 | D | — | Feb 24, 2015 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $24.8900 to $25.4800. Price and share details are available upon request.
- F2This option vested in three annual installments beginning on February 24, 2010.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Pohlman on July 7, 2014.