SEC Form 4 · accession 0001413753-15-000016
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emeka Chukwu
Officer — Executive VP and CFO
Period of report
Jan 30, 2015
Accepted (ET)
Feb 2, 2015 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | M | 2,200 | $11.23 | A | 42,007 | D | |
| Common StockF1 | Jan 30, 2015 | S | 2,200 | $25.8082 | D | 39,807 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $11.23 | Jan 30, 2015 | M | 2,200 | D | — | Feb 24, 2015 | Common Stock | 2,200 | 6,333 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $25.6000 to $26.3300. Price and share details are available upon request.
- F2This option vested in three annual installments beginning on February 24, 2010.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Chukwu on October 9, 2014.