SEC Form 4 · accession 0001094891-16-000661
CPI AEROSTRUCTURES INC · CVU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bond E Carey
Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 1:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | A | 349 | $0.00 | A | 349 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 12, 2016 | A | 349 | A | Dec 12, 2016 | — | Common Stock | 349 | 349 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock of CPI Aerostructures, Inc.
- F2Full vested RSU as of grant date with no expiration date.