SEC Form 4 · accession 0001094891-16-000640
CPI AEROSTRUCTURES INC · CVU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Vincent Palazzolo
Officer — Chief Financial Officer
Period of report
Nov 16, 2016
Accepted (ET)
Nov 17, 2016 · 11:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2016 | M | 25,000 | $6.75 | A | 38,313 | D | |
| Common Stock | Nov 16, 2016 | F | 21,552 | $7.83 | D | 16,761 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common shares | $6.75 | Nov 16, 2016 | M | 25,000 | D | Dec 1, 2006 | Nov 30, 2016 | Common Stock | 25,000 | 0 | D |