SEC Form 4 · accession 0001094891-15-000102
CPI AEROSTRUCTURES INC · CVU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter Paulick
Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 9:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 10,000 | $8.00 | A | 31,712 | D | |
| Common Stock | Mar 12, 2015 | F | 6,634 | $12.059 | D | 25,087 | D | |
| Common StockF1 | Mar 13, 2015 | S | 4,000 | $11.99 | D | 21,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $8.00 | Mar 12, 2015 | M | 10,000 | D | Apr 1, 2010 | Mar 31, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.96 to $12.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.