SEC Form 4 · accession 0001209191-16-151538
LITTELFUSE INC /DE · LFUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan K Stafford
Officer — Exec VP, Ch Legal & HR Officer
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 9:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889331
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 18, 2016 | M | 13,000 | $66.68 | A | 38,339 | D | |
| Common stockF1 | Nov 18, 2016 | S | 11,700 | $150.973 | D | 26,639 | D | |
| Common stockF2 | Nov 18, 2016 | S | 1,300 | $151.978 | D | 25,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F3 | $66.68 | Nov 18, 2016 | M | 13,000 | D | — | Apr 26, 2020 | Common stock | 13,000 | 0 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $150.66 to $151.475. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2The shares were sold in multiple transactions at prices ranging from $151.90 to $152.072. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3The options vest in increments of one third annually beginning on the first anniversary of the date of grant.