SEC Form 4 · accession 0001209191-16-151537
LITTELFUSE INC /DE · LFUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dieter Roeder
Officer — Sr. VP & G.M. Automotive Div.
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 9:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889331
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 18, 2016 | M | 3,084 | $96.15 | A | 20,798 | D | |
| Common stock | Nov 18, 2016 | M | 2,740 | $94.84 | A | 23,538 | D | |
| Common stock | Nov 18, 2016 | M | 2,933 | $66.68 | A | 26,471 | D | |
| Common stock | Nov 18, 2016 | S | 16,827 | $149.02 | D | 9,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $96.15 | Nov 18, 2016 | M | 3,084 | D | — | Apr 25, 2022 | Common stock | 3,084 | 6,166 | D |
| Stock option (right to buy)F1 | $94.84 | Nov 18, 2016 | M | 2,740 | D | — | Apr 25, 2021 | Common stock | 2,740 | 2,740 | D |
| Stock option (right to buy)F1 | $66.68 | Nov 18, 2016 | M | 2,933 | D | — | Apr 26, 2020 | Common stock | 2,933 | 0 | D |
Explanation of responses
- F1The options vest in increments of one third annually beginning on the first anniversary of the date of grant.