SEC Form 4 · accession 0001209191-16-141562
LITTELFUSE INC /DE · LFUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Hunter
Officer — Chairman, President & CEO · Director
Period of report
Sep 13, 2016
Accepted (ET)
Sep 15, 2016 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889331
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Sep 13, 2016 | M | 10,000 | $66.68 | A | 54,344 | D | |
| Common stockF1,F2 | Sep 13, 2016 | S | 7,798 | $122.823 | D | 46,546 | D | |
| Common stockF1,F3 | Sep 13, 2016 | S | 2,102 | $123.695 | D | 44,444 | D | |
| Common stockF1 | Sep 13, 2016 | S | 100 | $124.48 | D | 44,344 | D | |
| Common stockF4 | Sep 14, 2016 | A | 9 | $122.03 | A | 44,353 | D | |
| Common stock | Sep 14, 2016 | M | 3,767 | $66.68 | A | 48,120 | D | |
| Common stock | Sep 14, 2016 | M | 1,284 | $94.84 | A | 49,404 | D | |
| Common stockF1,F5 | Sep 14, 2016 | S | 6,353 | $122.127 | D | 43,051 | D | |
| Common stockF1,F6 | Sep 14, 2016 | S | 3,647 | $122.76 | D | 39,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F7 | $66.68 | Sep 13, 2016 | M | 10,000 | D | — | Apr 26, 2020 | Common stock | 10,000 | 3,767 | D |
| Stock option (right to buy)F7 | $66.68 | Sep 14, 2016 | M | 3,767 | D | — | Apr 26, 2020 | Common stock | 3,767 | 0 | D |
| Stock option (right to buy)F7 | $94.84 | Sep 14, 2016 | M | 1,284 | D | — | Apr 25, 2021 | Common stock | 1,284 | 37,336 | D |
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 trading plan.
- F2The shares were sold in multiple transactions at prices ranging from $122.335 to $123.24. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3The shares were sold in multiple transactions at prices ranging from $123.41 to $124.31. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Represents shares acquired pursuant to reinvestment of dividends on shares held pursuant to a deferred compensation plan.
- F5The shares were sold in multiple transactions at prices ranging from $121.54 to $122.51. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F6The shares were sold in multiple transactions at prices ranging from $122.55 to $123.45. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F7The options vest in increments of one third annually beginning on the first anniversary of the date of grant.