SEC Form 4 · accession 0001140361-18-022148
LITTELFUSE INC /DE · LFUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deepak Nayar
Officer — SVP & GM Electronics
Period of report
May 7, 2018
Accepted (ET)
May 8, 2018 · 2:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889331
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 7, 2018 | M | 2,883 | $96.15 | A | 7,881 | D | |
| Common Stock | May 7, 2018 | M | 2,767 | $120.15 | A | 10,648 | D | |
| Common StockF1 | May 7, 2018 | S | 7,047 | $209.05 | D | 3,601 | D | |
| Common Stock | May 8, 2018 | M | 2,264 | $154.15 | A | 5,865 | D | |
| Common StockF2 | May 8, 2018 | S | 2,264 | $212.86 | D | 3,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $96.15 | May 7, 2018 | M | 2,883 | D | — | Apr 24, 2022 | Common Stock | 2,883 | 0 | D |
| Stock Option (right to buy)F4 | $120.15 | May 7, 2018 | M | 2,767 | D | — | Apr 22, 2023 | Common Stock | 2,767 | 2,767 | D |
| Stock Option (right to buy)F5 | $154.15 | May 8, 2018 | M | 2,264 | D | — | Apr 28, 2024 | Common Stock | 2,264 | 4,528 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $209.00 to $209.18. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2The shares were sold in multiple transactions at prices ranging from $212.64 to $213.00. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3The option for 8,650 shares vests in increments of one third annually beginning on the first anniversary of the April 24, 2015 date of grant.
- F4The option for 8,301 shares vests in increments of one third annually beginning on the first anniversary of the April 22, 2016 date of grant.
- F5The option for 6,792 shares vests in increments of one third annually beginning on the first anniversary of the April 28, 2017 date of grant.