SEC Form 4 · accession 0001140361-18-012804
LITTELFUSE INC /DE · LFUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Rutz
Officer — SVP, Global Operations
Period of report
Mar 9, 2018
Accepted (ET)
Mar 9, 2018 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889331
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | M | 2,417 | $94.84 | A | 7,259 | D | |
| Common StockF1 | Mar 9, 2018 | S | 2,417 | $215.01 | D | 4,842 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $94.84 | Mar 9, 2018 | M | 2,417 | D | — | Apr 25, 2021 | Common Stock | 2,417 | 2,417 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $215.00 to $215.13. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2The option for 7,250 shares vested in increments of one third annually beginning on the first anniversary of the April 25, 2014 date of grant.