SEC Form 4 · accession 0001140361-17-022984
LITTELFUSE INC /DE · LFUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dieter Roeder
Officer — SVP & GM Automotive Div
Period of report
May 30, 2017
Accepted (ET)
May 31, 2017 · 9:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889331
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2017 | M | 2,740 | $94.84 | A | 7,143 | D | |
| Common Stock | May 30, 2017 | M | 3,083 | $96.15 | A | 10,226 | D | |
| Common Stock | May 30, 2017 | M | 2,667 | $120.15 | A | 12,893 | D | |
| Common StockF1 | May 30, 2017 | S | 8,490 | $163.06 | D | 4,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $94.84 | May 30, 2017 | M | 2,740 | D | — | Apr 25, 2021 | Common Stock | 2,740 | 0 | D |
| Stock Option (right to buy)F3 | $96.15 | May 30, 2017 | M | 3,083 | D | — | Apr 24, 2022 | Common Stock | 3,083 | 3,083 | D |
| Stock Option (right to buy)F4 | $120.15 | May 30, 2017 | M | 2,667 | D | — | Apr 22, 2023 | Common Stock | 2,667 | 5,333 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $163.05 to $163.15. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F2The option for 8,220 shares vests in increments of one third annually beginning on the first anniversary of the April 25, 2014 date of grant.
- F3The option for 9,250 shares vests in increments of one third annually beginning on the first anniversary of the April 24, 2015 date of grant.
- F4The option for 8,000 shares vests in increments of one third annually beginning on the first anniversary of the April 22, 2016 date of grant.