SEC Form 4 · accession 0001209191-15-076928
HCC INSURANCE HOLDINGS INC/DE/ · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Flagg
Director
Period of report
Oct 27, 2015
Accepted (ET)
Oct 27, 2015 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2015 | M | 1,903 | — | A | 17,020 | D | |
| Common StockF2 | Oct 27, 2015 | D | 17,020 | — | D | 0 | D | |
| Common Stock | holding | — | — | — | 15,117 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF1 | — | Oct 27, 2015 | M | 1,903 | D | Oct 27, 2015 | Oct 27, 2015 | Common Stock | 1,903 | 0 | D |
Explanation of responses
- F1Each share of deferred stock was the economic equivalent of one share of HCC common stock. On October 27, 2015, all of the reporting person's shares of deferred stock were settled for cash.
- F2Disposed of pursuant to merger agreement among HCC Insurance Holdings, Inc., Tokio Marine Holdings, Inc. and TMGC Investment (Delaware) Inc.