SEC Form 4 · accession 0001209191-15-026851
HCC INSURANCE HOLDINGS INC/DE/ · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela J Penny
Officer — EVP & Chief Accounting Officer
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2015 | J | 282 | $41.65 | A | 20,553 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2,F3 | $26.91 | holding | — | — | — | — | Nov 15, 2017 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Shares acquired under the HCC Insurance Holdings, Inc. Employee Stock Purchase Plan on March 13, 2015.
- F2Option to purchase granted pursuant to the 2008 Flexible Incentive Plan.
- F3Option vests at 10,000 shares annually for 5 years beginning on 11/15/2012.