SEC Form 4 · accession 0001181431-15-001790
HCC INSURANCE HOLDINGS INC/DE/ · HCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans D Rohlf
Director
Period of report
Jan 15, 2015
Accepted (ET)
Feb 3, 2015 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888919
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred StockF1,F4,F5,F2,F3 | — | Jan 15, 2015 | A | 19 | A | — | — | Common Stock | 19 | 3,345 | D |
| Deferred StockF1,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 3,327 | 3,327 | D |
Explanation of responses
- F1Represents stock compensation deferred pursuant to the HCC Insurance Holdings, Inc. Nonqualified Deferred Compensation Plan for Non-Employee Directors (the "Plan").
- F2Each share of deferred stock represents the right to receive one share of HCC common stock.
- F3The deferred stock will be payable to the reporting person in shares in HCC common stock upon occurrence of certain payment events, including reporting person's termination of service as a director or a change in control of HCC Insurance Holdings, Inc.
- F4Represents dividend equivalents on compensation deferred under the Plan.
- F5Represents the closing price of HCC's common stock on Thursday, January 15, 2015.