SEC Form 4 · accession 0001014108-15-000321
LAYNE CHRISTENSEN CO · LAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson Obus
Director
Period of report
Dec 28, 2015
Accepted (ET)
Dec 30, 2015 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2015 | P | 94,886 | $4.9491 | A | 487,544 | D | |
| Common StockF2 | Dec 29, 2015 | P | 39,261 | $5.1117 | A | 526,805 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the 487,544 shares reported as being held by the reporting person, 14,638 shares are held directly by Mr. Obus and 472,906 shares are held indirectly by Mr. Obus through Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I, and Wynnefield Small Cap Value Offshore Fund, Ltd. (collectively, the "Wynnefield Entities"). Mr. Obus disclaims beneficial ownership in such shares except to the extent of his beneficial ownership in the Wynnefield Entities.
- F2Of the 526,805 shares reported as being held by the reporting person, 14,638 shares are held directly by Mr. Obus and 512,167 shares are held indirectly by Mr. Obus through Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I, and Wynnefield Small Cap Value Offshore Fund, Ltd. (collectively, the "Wynnefield Entities"). Mr. Obus disclaims beneficial ownership in such shares except to the extent of his beneficial ownership in the Wynnefield Entities.