SEC Form 4 · accession 0001014108-15-000318
LAYNE CHRISTENSEN CO · LAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson Obus
Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 23, 2015 | P | 31,285 | $4.7051 | A | 366,623 | D | |
| Common StockF2 | Dec 24, 2015 | P | 26,035 | $4.7328 | A | 392,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the 366,623 shares reported as being held by the reporting person, 14,638 shares are held directly by Mr. Obus and 351,985 shares are held indirectly by Mr. Obus through Wynnefield Partners Small Cap Value, L..P., Wynnefield Partners Small Cap Value, L.P. I, and Wynnefield Small Cap Value Offshore Fund, Ltd. (collectively, the "Wynnefield Entities"). Mr. Obus disclaims beneficial ownership in such shares except to the extent of his beneficial ownership in the Wynnefield Entities.
- F2Of the 392,658 shares reported as being held by the reporting person, 14,638 shares are held directly by Mr. Obus and 378,020 shares are held indirectly by Mr. Obus through Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I, and Wynnefield Small Cap Value Offshore Fund, Ltd. (collectively, the "Wynnefield Entities"). Mr. Obus disclaims beneficial ownership in such shares except to the extent of his beneficial ownership in the Wynnefield Entities.