SEC Form 4 · accession 0000888504-16-000039
LAYNE CHRISTENSEN CO · LAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Nelson Obus
Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2016 | P | 274,367 | $5.2451 | A | 897,920 | D | |
| Common StockF2 | Jan 5, 2016 | P | 14,824 | $5.25 | A | 912,744 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the 897,920 shares reported as being held by the reporting person, 14,638 shares are held directly by Mr. Obus and 883,282 shares, are held indirectly by Mr. Obus through Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I, and Wynnefield Small Cap Value Offshore Fund, Ltd. (collectively, the "Wynnefield Entities"). Mr. Obus disclaims beneficial ownership in such shares except to the extent of his beneficial ownership in the Wynnefield Entities.
- F2Of the 912,744 shares reported as being held by the reporting person, 14,638 shares are held directly by Mr. Obus and 898,106 shares, are held indirectly by Mr. Obus through the Wynnefield Entities. Mr. Obus disclaims beneficial ownership in such shares except to the extent of his beneficial ownership in the Wynnefield Entities.