SEC Form 4/A · accession 0000888504-15-000009
LAYNE CHRISTENSEN CO · LAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Nelson Obus
Director
Period of report
Apr 1, 2015
Accepted (ET)
Apr 7, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 1, 2015 | A | 4,817 | $0.00 | A | 66,018 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.19 | Apr 1, 2015 | A | 15,528 | A | Apr 1, 2015 | Apr 1, 2025 | Common Stock | 15,528 | 15,528 | D |
Explanation of responses
- F1The Form 4 filed on April 2, 2015, incorrectly reported that Mr. Obus received 9,634 shares of restricted stock as part of his annual director's equity award. This amended Form 4 is being filed to show that Mr. Obus's annual award consisted of 4,817 shares of restricted stock and 15,528 options.
- F2Of the 66,018 shares reported as being held by the reporting person, 14,638 shares are held directly by Mr. Obus and 51,380 shares are held indirectly by Mr. Obus through Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I, and Wynnefield Small Cap Value Offshore Fund, Ltd. (collectively, the "Wynnefield Entities"). Mr. Obus disclaims beneficial ownership in such shares except to the extent of his beneficial interest in the Wynnefied Entities.