SEC Form 4 · accession 0001127602-18-001675
OMEGA HEALTHCARE INVESTORS INC · OHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Ritz
Officer — Chief Accounting Officer
Period of report
Jan 1, 2018
Accepted (ET)
Jan 12, 2018 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2018 | M | 5,000 | $27.54 | A | 18,730 | D | |
| Common StockF2 | Jan 10, 2018 | F | 2,654 | $27.54 | D | 16,076 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Jan 1, 2018 | A | 7,553 | A | — | — | Common Stock | 7,553 | 24,830 | D |
| Restricted Stock UnitsF4 | — | Jan 10, 2018 | M | 5,000 | D | — | — | Common Stock | 5,000 | 19,830 | D |
Explanation of responses
- F1Represents the vesting of Restricted Stock Units subject to three-year cliff vesting granted in 2015
- F2Represents a portion of restricted stock that vested on December 31, 2017 and was delivered by the reporting person as payment of income tax liability in connection with such vesting.
- F3Represents grant of Restricted Stock Units subject to three-year cliff vesting on December 31, 2020 subject to continued employment on the vesting date.
- F4Restricted Stock Units granted in 2015 subject to three-year cliff vesting on December 31, 2017