SEC Form 4 · accession 0001127602-17-020489
OMEGA HEALTHCARE INVESTORS INC · OHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ben W Perks
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 3:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | M | 19,885 | $18.41 | A | 43,189 | D | |
| Common Stock | Jun 1, 2017 | M | 760 | $20.97 | A | 43,949 | D | |
| Common Stock | Jun 1, 2017 | M | 162 | $19.97 | A | 44,111 | D | |
| Common Stock | Jun 1, 2017 | M | 270 | $20.01 | A | 44,381 | D | |
| Common Stock | Jun 1, 2017 | M | 487 | $20.71 | A | 44,868 | D | |
| Common Stock | Jun 1, 2017 | M | 379 | $21.00 | A | 23,683 | D | |
| Common Stock | Jun 1, 2017 | M | 976 | $20.98 | A | 24,659 | D | |
| Common Stock | Jun 1, 2017 | M | 542 | $20.76 | A | 25,201 | D | |
| Common Stock | Jun 1, 2017 | M | 2,551 | $20.74 | A | 27,752 | D | |
| Common Stock | Jun 1, 2017 | F | 14,817 | $33.28 | D | 34,499 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $18.41 | Jun 1, 2017 | M | 19,885 | D | Apr 1, 2015 | — | Common Stock | 19,885 | 0 | D |
| Stock Options (Right to Buy)F2 | $20.97 | Jun 1, 2017 | M | 760 | D | Apr 1, 2015 | — | Common Stock | 760 | 0 | D |
| Stock Options (Right to Buy)F2 | $19.97 | Jun 1, 2017 | M | 162 | D | Apr 1, 2015 | — | Common Stock | 162 | 0 | D |
| Stock Options (Right to Buy)F2 | $20.01 | Jun 1, 2017 | M | 270 | D | Apr 1, 2015 | — | Common Stock | 270 | 0 | D |
| Stock Options (Right to Buy)F2 | $20.71 | Jun 1, 2017 | M | 487 | D | Apr 1, 2015 | — | Common Stock | 487 | 0 | D |
| Stock Options (Right to Buy)F2 | $21.00 | Jun 1, 2017 | M | 379 | D | Apr 1, 2015 | — | Common Stock | 379 | 0 | D |
| Stock Options (Right to Buy)F2 | $20.98 | Jun 1, 2017 | M | 976 | D | Apr 1, 2015 | — | Common Stock | 976 | 0 | D |
| Stock Options (Right to Buy)F2 | $20.76 | Jun 1, 2017 | M | 542 | D | Apr 1, 2015 | — | Common Stock | 542 | 0 | D |
| Stock Options (Right to Buy)F2 | $20.74 | Jun 1, 2017 | M | 2,551 | D | Apr 1, 2015 | — | Common Stock | 2,551 | 0 | D |
Explanation of responses
- F1Not an open sale of securities. Represents shares withheld from issuance by the Company to satisfy the exercise price in connection with the option exercise.
- F2Does not expire