SEC Form 4 · accession 0001127602-17-014832
OMEGA HEALTHCARE INVESTORS INC · OHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Ritz
Officer — Chief Accounting Officer
Period of report
Feb 28, 2017
Accepted (ET)
Apr 17, 2017 · 2:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | M | 2,731 | $32.64 | A | 11,501 | D | |
| Common StockF2 | Feb 28, 2017 | M | 3,641 | $32.64 | A | 15,142 | D | |
| Common StockF3 | Feb 28, 2017 | F | 2,156 | $32.64 | D | 12,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF4,F5 | — | Feb 28, 2017 | M | 2,731 | D | — | — | Common Stock | 2,731 | 17,196 | D |
| Deferred Stock UnitsF4,F5 | — | Feb 28, 2017 | M | 3,641 | D | — | — | Common Stock | 3,641 | 13,555 | D |
Explanation of responses
- F1Performance Award shares earned December 31, 2013 and vested quarterly in 2014. The option to defer as "Deferred Stock Units" until February 2017 was elected June 11, 2013.
- F2Performance Award shares earned December 31, 2013 and vested December 31, 2013. The option to defer as "Deferred Stock Units" until February 2017 was elected on June 11, 2013.
- F3Represents a portion of the deferred stock units that was delivered by the reporting person as payment of income tax liability in connection with the expiration of the deferral.
- F4Represents Deferred Stock Units which the reporting person elected to receive in lieu of common stock upon the vesting of Restricted Stock Units. Each Deferred Stock Unit represents a right to receive one share of common stock. If the participant previously elected, dividends will also be converted into Deferred Stock Units.
- F5The Deferred Stock Units became payable February, 2017.