SEC Form 4 · accession 0001127602-17-007371
OMEGA HEALTHCARE INVESTORS INC · OHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Lowenthal
Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888491
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F4,F1,F3 | — | Feb 16, 2017 | A | 401 | A | — | — | Common Stock | 401 | 7,330 | D |
Explanation of responses
- F1These units represent the grant of deferred stock units to the reporting person and convert into shares of common stock on a 1 for 1 basis. If the participant so elects, dividends will also be converted into Deferred Stock Units
- F2Grant of stock, elected to be taken as deferred stock units, for payment of Director's quarterly compensation.
- F3These units will be converted into shares of common stock upon separation from service, death, disability, or certain specified events, all as defined in such plan.
- F4Total includes 135 deferred stock units granted to the reporting person by the Company equivalent to and in lieu of the quarterly cash dividend on their deferred stock units.