SEC Form 4 · accession 0001127602-17-001442
OMEGA HEALTHCARE INVESTORS INC · OHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Booth
Officer — Chief Operating Officer
Period of report
Jan 6, 2017
Accepted (ET)
Jan 10, 2017 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 6, 2017 | M | 16,497 | $31.26 | A | 212,580 | D | |
| Common StockF2 | Jan 6, 2017 | M | 28,281 | $31.26 | A | 240,861 | D | |
| Common StockF3 | Jan 6, 2017 | F | 18,159 | $31.26 | D | 222,702 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | — | Jan 6, 2017 | M | 16,497 | D | — | — | Common Stock | 16,497 | 73,155 | D |
| Restricted Stock UnitsF5 | — | Jan 6, 2017 | M | 28,281 | D | — | — | Common Stock | 28,281 | 44,874 | D |
Explanation of responses
- F1Represents the vesting of one third of the time based transition restricted stock units for the 2014-2016 service period.
- F2Represents the vesting of Restricted Stock Units subject to three-year cliff vesting granted on 1/1/2014
- F3Represents a portion of restricted stock that vested on December 31, 2016 and was delivered by the reporting person as payment of income tax liability in connection with such vesting.
- F4Restricted Stock Units granted 12/31/2013 subject to three-year ratable time-based (1/3 per year) on December 31, 2014, 2015 and 2016. Vesting subject to continued employment on the vesting date.
- F5Restricted Stock Units granted 1/1/2014 subject to three-year cliff vesting on December 31, 2016, subject to continued employment on the vesting date.