SEC Form 4 · accession 0001127602-16-062282
OMEGA HEALTHCARE INVESTORS INC · OHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig M Bernfield
Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 8, 2016 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | M | 1,494,209 | $16.56 | A | 1,733,043 | D | |
| Common Stock | Sep 8, 2016 | M | 33,196 | $17.96 | A | 1,766,239 | D | |
| Common Stock | Sep 8, 2016 | M | 31,783 | $18.62 | A | 1,798,022 | D | |
| Common Stock | Sep 8, 2016 | M | 627,813 | $18.87 | A | 2,425,835 | D | |
| Common Stock | Sep 8, 2016 | M | 297,796 | $18.65 | A | 2,723,631 | D | |
| Common Stock | Sep 8, 2016 | F | 1,819,694 | $38.02 | D | 903,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $18.41 | Sep 8, 2016 | M | 1,494,209 | D | Apr 1, 2015 | — | Common Stock | 1,494,209 | 0 | D |
| Stock Options (Right to Buy)F2 | $19.96 | Sep 8, 2016 | M | 33,196 | D | Apr 1, 2015 | — | Common Stock | 33,196 | 0 | D |
| Stock Options (Right to Buy)F2 | $20.70 | Sep 8, 2016 | M | 31,783 | D | Apr 1, 2015 | — | Common Stock | 31,783 | 0 | D |
| Stock Options (Right to Buy)F2 | $20.97 | Sep 8, 2016 | M | 627,813 | D | Apr 1, 2015 | — | Common Stock | 627,813 | 0 | D |
| Stock Options (Right to Buy)F2 | $20.73 | Sep 8, 2016 | M | 297,796 | D | Apr 1, 2015 | — | Common Stock | 297,796 | 0 | D |
Explanation of responses
- F1Not an open market sale of securities. Represents shares withheld from issuance by the Company to satisfy the exercise price and tax withholding obligations in connection with the option exercise.
- F2Does not expire