SEC Form 4 · accession 0001127602-16-035635
OMEGA HEALTHCARE INVESTORS INC · OHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert O Stephenson
Officer — Chief Financial Officer
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 12:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | M | 12,618 | $34.98 | A | 188,276 | D | |
| Common StockF2 | Dec 31, 2015 | F | 4,726 | $34.98 | D | 183,550 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Dec 31, 2015 | M | 12,618 | D | — | — | Common Stock | 12,618 | 33,295 | D |
Explanation of responses
- F1Represents the vesting of one third of the time based transition restricted stock units for the 2014-2016 service period.
- F2Represents a portion of restricted stock that vested on December 31, 2015 and was delivered by the reporting person as payment of income tax liability in connection with such vesting.
- F3On 12/31/2013, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.