SEC Form 4 · accession 0001127602-15-001648
OMEGA HEALTHCARE INVESTORS INC · OHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Ritz
Officer — Chief Accounting Officer
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2015 | M | 283 | $39.07 | A | 4,144 | D | |
| Common StockF2 | Jan 8, 2015 | F | 117 | $39.07 | D | 4,027 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Jan 8, 2015 | M | 283 | D | — | — | Common Stock | 283 | 6,346 | D |
| Restricted Stock UnitsF3 | — | Jan 8, 2015 | M | 5,362 | D | — | — | Common Stock | 5,362 | 984 | D |
| Deferred Stock UnitsF4,F5 | — | Jan 8, 2015 | M | 5,362 | A | — | — | Common Stock | 5,362 | 19,927 | D |
Explanation of responses
- F1Represents a portion of the vesting of the transition performance restricted stock units based on absolute and relative Total Shareholder Return for the 2014 performance cycle.
- F2Represents a portion of transition performance restricted stock units that vested on December 31, 2014 and withheld as payment of income tax liability in connection with delivery of the shares subject to the transition performance restricted stock units.
- F3Represents transition performance restricted stock units that vested on December 31, 2014
- F4Represents Deferred Stock Units which the reporting person previously elected to receive in lieu of common stock upon the vesting of Performance Restricted Stock Units (PRSUs). Each Deferred Stock Unit represents a right to receive one share of common stock. If the participant previously elected, dividends will also be converted into Deferred Stock Units.
- F5The Deferred Stock Units become payable February, 2017.