SEC Form 4 · accession 0001127602-15-000330
OMEGA HEALTHCARE INVESTORS INC · OHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Booth
Officer — Chief Operating Officer
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 12:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000888491
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2014 | M | 23,521 | $39.07 | A | 194,049 | D | |
| Common StockF2 | Dec 31, 2014 | M | 16,497 | $39.07 | A | 210,546 | D | |
| Common StockF3 | Dec 31, 2014 | F | 20,229 | $39.07 | D | 190,317 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Res. Stk. UnitsF1,F4 | — | Dec 31, 2014 | M | 23,521 | D | — | — | Common Stock | 23,521 | 0 | D |
| Restricted Stock UnitsF2,F5 | — | Dec 31, 2014 | M | 16,497 | D | — | — | Common Stock | 16,497 | 61,275 | D |
Explanation of responses
- F1Represents performance restricted stock units (PRSUs) that vested on 12/31/2014 for the 2011-2013 performance cycle.
- F2Represents the vesting of one third of the time based transition restricted stock units for the 2014-2016 service period.
- F3Represents a portion of vested PRSUs and transition restricted stock units that vested on 12/31/2014 and withheld as payment of income tax liability in connection with such vesting.
- F4These units vest in four equal installments at the end of each calendar quarter in 2014 subject to continued employment
- F5On 12/31/2013, the reporting person was granted restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.